Growth, engineered for capital markets.
Capitalyst is iQmindset trained for the firms that keep markets moving: issuers, brokers, managers, venues and the people who advise them. One business brain finds the right counterparties in public filings, drafts outreach in your approved voice, and holds every word for your compliance approver.
- Sign up and sign in
- capitalyst.iqmindset.com
- Company HQ, for your admins
- admin.capitalyst.iqmindset.com
No investment advice. No price predictions. Ever.
- SEC
- FINRA
- SCA
- DFSA
- FSRA
- FCA
- MAS
- SFC
- SEBI
Every kind of firm that keeps markets moving.
Boutique or global institution, the problem is the same: the right people are hard to reach, and every word you send is regulated. Capitalyst starts from the segment you are in.
- 01Investor relations
Listed and pre-IPO companies
- The growth problem
- Investor attention is scarce, and between results the story goes quiet. Every update has to respect Reg FD and quiet periods.
- What Capitalyst does
- Builds target lists of funds and analysts from public holdings filings, drafts investor updates in your approved voice, and holds each one for sign-off.
- 02Distribution
Broker-dealers
- The growth problem
- Accounts and issuer mandates come from relationships that take months, and FINRA Rule 2210 governs every communication.
- What Capitalyst does
- Finds issuers raising capital from Form D and registration filings, runs a sequence for each segment, and can route every message through your principal for approval.
- 03Advisory growth
Wealth and asset managers, RIAs
- The growth problem
- Referrals plateau, and the SEC Marketing Rule limits what can be said about performance.
- What Capitalyst does
- Drafts educational content and outreach without performance claims, stops the phrases your compliance team blocks, and keeps a record for every review.
- 04Issuer coverage
Market makers and liquidity providers
- The growth problem
- Mandates are won early, around a listing, and the window is short.
- What Capitalyst does
- Watches IPO and new-listing calendars and registration filings, so your team reaches issuers and their advisers while the decision is still open.
- 05Listings and members
Exchanges and trading venues
- The growth problem
- Winning listings and members means reaching founders, CFOs and intermediaries across several jurisdictions.
- What Capitalyst does
- Builds pipelines of candidate issuers and licensed firms from public registers, with outreach written for each market’s language and rules.
- 06B2B sales
Fintech and regtech vendors
- The growth problem
- Your buyers are regulated firms with long procurement cycles and no tolerance for loose claims.
- What Capitalyst does
- Targets firms by licence type from BrokerCheck, Form ADV and regulator registers, and keeps every claim about your product inside approved wording.
- 07Agency growth
IR and financial-PR agencies
- The growth problem
- New clients appear the day they file, and your own pitch has to be as careful as the work you do for them.
- What Capitalyst does
- Flags new registration statements and 8-K events as reasons to call, runs one workspace per client, and keeps client and agency approvals apart.
- 08Cross-border
Public-market platforms and cross-border capital firms
- The growth problem
- Connecting international capital with US-listed issuers means earning credibility in several markets at once, under several rulebooks.
- What Capitalyst does
- Maps listed companies and capital sources across the US, the Gulf and Asia, and drafts outreach that respects each market’s promotion rules before anyone approves it.
From a trained brain to a measured mandate.
The connected lifecycle iQmindset runs for every business, configured for capital markets. Nothing leaves without approval, and every result teaches the brain what to do next.
- 01
Business brain
Trained on your segment’s offers, your firm’s facts and your compliance rules, so everything it writes starts from what you are allowed to say.
- 02
Lead intelligence
Counterparties found in public filings, exchange calendars and regulator registers, each with the signal that makes now the right time.
- 03
Outreach
Sequences written for each segment — issuers, advisers, allocators, members — in your approved voice and each market’s rules.
- 04
Content and approvals
Investor updates, posts and ads drafted for you, held in a queue until your approver signs them off.
- 05
Analytics
Which sources, sequences and messages led to meetings and mandates, fed back so the brain does more of what worked.
Signals firms publish. Never anything they should not.
Capitalyst AI reads what issuers, advisers and intermediaries are required to make public, and turns it into a reason to talk.
- Public filings and public registers only: what firms and regulators publish.
- No material non-public information, ever, and quiet periods respected in what gets drafted.
- Every lead keeps its source, so anyone can see why it was suggested.
| Source | What it signals | Who it suits |
|---|---|---|
| SEC EDGAR · S-1 / F-1 | A company is preparing to list in the US | IR agencies, market makers, venues |
| SEC EDGAR · 8-K | A material event has been disclosed | IR and financial-PR agencies |
| SEC EDGAR · Form D | A private raise has been filed | Broker-dealers, fintech vendors |
| SEC EDGAR · 13F | An institution has reported its holdings | Investor relations at issuers |
| Form ADV | An adviser is registered and describes its business | Fintech and regtech vendors |
| FINRA BrokerCheck | A broker-dealer or representative is registered | Regtech vendors, venues |
| Exchange IPO and new-listing calendars | A listing is scheduled | Market makers, IR agencies |
| Regulator public registers | A firm holds a licence from SCA, DFSA, FSRA, FCA, MAS, SFC or SEBI | Vendors, venues, cross-border firms |
Regulator, exchange and filing-system names identify markets only. No affiliation or endorsement is implied.
Every word waits for the person who signs it off.
Regulated communication is the job, not an obstacle to it. Capitalyst is built so the compliant path is the only path.
Our new strategy offers guaranteed returns to qualified investors this quarter.
Drafted by Capitalyst AI · approver assigned · nothing sent
- 01
Approvals before anything leaves
Members’ posts and ads wait in a queue for your firm’s approver. Nothing is published around it.
- 02
Blocked phrases
Your firm lists the claims it never makes — “guaranteed returns” is the obvious one — and drafts that contain them are stopped.
- 03
An audit trail on every action
Who drafted it, who approved it, what changed and when, recorded with the action itself.
- 04
Never advice
Capitalyst AI writes about your firm and its services. It does not give investment advice, recommend securities or predict prices.
Rules the brain is configured to respect
- SEC Marketing Rule
- FINRA Rule 2210
- Regulation FD
- MNPI
- Quiet periods
- SCA
- DFSA
- FSRA
- FCA
- MAS
Capitalyst supports your compliance process. It does not replace your compliance officer or legal counsel.
Six markets, each with its own rulebook.
The brain knows which regulator sets the rules where your audience sits, and which venues matter there.
- US
United States
- Regulators
- SEC · FINRA
- Exchanges and centres
- NASDAQ · NYSE
- AE
United Arab Emirates
- Regulators
- SCA · DFSA · FSRA
- Exchanges and centres
- ADX · DFM · DIFC · ADGM
- UK
United Kingdom
- Regulators
- FCA
- Exchanges and centres
- LSE
- SG
Singapore
- Regulators
- MAS
- Exchanges and centres
- SGX
- HK
Hong Kong
- Regulators
- SFC
- Exchanges and centres
- HKEX
- IN
India
- Regulators
- SEBI
- Exchanges and centres
- NSE · BSE
Regulator, exchange and filing-system names identify markets only. No affiliation or endorsement is implied.
Two addresses. Your firm in control of both.
Your administrators set the rules once in Company HQ. Everyone else signs up and works inside them.
- 01
Your admins open Company HQ
Set the segments you serve, the rulebook you follow, who approves, and which phrases are blocked.
- 02
Your people sign up
Advisers, IR leads and sales teams create their accounts on Capitalyst and join your firm.
- 03
Capitalyst AI goes to work
It finds counterparties in public sources, drafts sequences for each segment and queues every post and ad for approval.
What compliance and growth teams ask first.
01Is Capitalyst a different product from iQmindset?
It is the financial-markets edition of iQmindset: the same growth system, with its own sign-in at capitalyst.iqmindset.com, its own Company HQ at admin.capitalyst.iqmindset.com, and a business brain trained for capital markets.
02Does Capitalyst AI give investment advice?
No. It writes about your firm, your services and your public record. It does not recommend securities, give investment advice or predict prices, and your firm can block any phrase it never wants to see.
03Where do the leads come from?
Public and lawful sources: SEC EDGAR filings such as S-1, F-1, 8-K, Form D, 13F and Form ADV, FINRA BrokerCheck, exchange IPO and new-listing calendars, and the public registers regulators keep. Nothing private, and nothing material and non-public.
04Can anything go out without our approval?
Members’ posts and ads wait for your approver. Drafts containing a blocked phrase are stopped, and every action is recorded with who drafted it and who approved it.
05Which markets does it cover?
The United States, the United Arab Emirates (SCA onshore, the DIFC under the DFSA and ADGM under the FSRA), the United Kingdom, Singapore, Hong Kong and India.
06Is it only for large institutions?
No. A two-person IR boutique and a multi-desk broker-dealer run the same system. What changes is how many people, segments and approvers are set up in Company HQ.
The growth system for capital markets.Grow inside the rules, not around them.
Open Capitalyst to start, or book a walkthrough and we will set it against your own segment and rulebook.
This page describes software for growing a financial-services business. It is informational only and is not an offer, a solicitation or investment advice. Names of exchanges, regulators and filing systems are used for identification only and imply no affiliation or endorsement. Capitalyst supports your firm’s compliance review and does not replace it.